RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• F•••••• B••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Nov 13, 2025 · Tempe , Az
- V••••••• A•••••••• I••• BD affiliatedApr 8, 2022 to Oct 23, 2025 · Scottsdale, Az
- M••••• S•••••• wirehouseFeb 7, 2019 to Apr 6, 2022 · Gilbert, Az
- V••••••• A•••••••• I••• to J••• M••••• S••••••••• L••left Oct 23, 2025, registered Nov 13, 2025 (21 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to V••••••• A•••••••• I•••left Apr 6, 2022, registered Apr 8, 2022 (2 days) · Wirehouse to affiliated broker-dealer or bank
- B•••••• F•••••• B•••••• left V••••••• A•••••••• I••• for J••• M••••• S••••••••• L•• (registered 2025-11-13)Oct 23, 2025 · Advisor changed firm · fact
- B•••••• F•••••• B•••••• left M••••• S•••••• for V••••••• A•••••••• I••• (registered 2022-04-08)Apr 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address