RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 17, 2025 · Springfield, Va
- R•••••• J•••• • A••••••••• I••• national BDApr 18, 2023 to Dec 31, 2023 · Alexandria, Va
- R•••••• J•••• • A••••••••• I••• national BDNov 9, 2021 to Nov 23, 2022 · Alexandria, Va
- W•••• F•••• A••••••• wirehouseJun 23, 2017 to Oct 28, 2021 · Metairie, La
- O•••• I••••••••• I••• BD affiliatedNov 7, 2016 to Mar 7, 2017 · Metairie, La
- M••••• S•••••• wirehouseFeb 5, 2016 to Oct 29, 2016 · Lafayette, La
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 31, 2023, registered Mar 17, 2025 (442 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Oct 28, 2021, registered Nov 9, 2021 (12 days) · Wirehouse to affiliated broker-dealer or bank
- O•••• I••••••••• I••• to W•••• F•••• A•••••••left Mar 7, 2017, registered Jun 23, 2017 (108 days) · Other
- M••••• S•••••• to O•••• I••••••••• I•••left Oct 29, 2016, registered Nov 7, 2016 (9 days) · Other
- L••••• P••••• E•••••••• left R•••••• J•••• • A••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-03-17)Dec 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address