DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Brett Anthony Mudd

Huntleigh Advisors, Inc.BD affiliatedSt. Louis, Modual registrantIAPD 6502955

Feed of 09/14/2026

Also filed as Brett Mudd

At current firm

2 y

since Apr 8, 2024

In the industry

21 y

since Jan 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Huntleigh Advisors, Inc. BD affiliated current
since Apr 8, 2024 · St. Louis, Mo
Wells Fargo Advisors wirehouse
Nov 22, 2023 to Jun 17, 2024 · St. Louis, Mo
Park Avenue Securities LLC BD affiliated
Feb 1, 2023 to Sep 18, 2023 · Saint Louis, Mo
LPL Financial LLC BD affiliated
Aug 1, 2018 to Jun 9, 2021 · Chesterfield, Mo
MML Investors Services, LLC BD affiliated
Oct 2, 2017 to Nov 20, 2017 · St. Louis, Mo
Cutter & Company, Inc. former
Apr 21, 2017 to Aug 1, 2017 · Ellisville, Mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jan 4, 2016 to Feb 7, 2017 · Clayton, Mo

Moves

a registration end followed by a registration begin elsewhere

Wells Fargo Advisors to Huntleigh Advisors, Inc.
left Jun 17, 2024, registered Apr 8, 2024 (-70 days) · Wirehouse to independent RIA
Park Avenue Securities LLC to Wells Fargo Advisors
left Sep 18, 2023, registered Nov 22, 2023 (65 days) · Affiliated broker-dealer or bank to wirehouse
LPL Financial LLC to Park Avenue Securities LLC
left Jun 9, 2021, registered Feb 1, 2023 (602 days) · Affiliated broker-dealer or bank to another
MML Investors Services, LLC to LPL Financial LLC
left Nov 20, 2017, registered Aug 1, 2018 (254 days) · Other
Cutter & Company, Inc. to MML Investors Services, LLC
left Aug 1, 2017, registered Oct 2, 2017 (62 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Cutter & Company, Inc.
left Feb 7, 2017, registered Apr 21, 2017 (73 days) · Other

Signals

Brett Anthony Mudd left Wells Fargo Advisors for Huntleigh Advisors, Inc. (registered 2024-04-08)
Jun 17, 2024 · Advisor changed firm · fact
Brett Anthony Mudd left Park Avenue Securities Llc for Wells Fargo Advisors (registered 2023-11-22)
Sep 18, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address