M•••••• T••••••• I•••••••

• O•••• W•••••• I••• BD affiliated current
  since May 1, 2025 · Atlanta, Ga
• F••••• I••••••••• independent RIA
  Nov 13, 2018 to Aug 27, 2020 · Plano, Tx
• P•• W••••• M••••••••• BD affiliated
  Nov 10, 2015 to Nov 1, 2018 · Pittsburgh, Pa
• E••••• J•••• national BD
  Oct 16, 2015 to Nov 5, 2015 · Pittsburgh, Pa

• F••••• I••••••••• to O•••• W•••••• I•••
  left Aug 27, 2020, registered May 1, 2025 (1708 days) · RIA to affiliated broker-dealer or bank
• P•• W••••• M••••••••• to F••••• I•••••••••
  left Nov 1, 2018, registered Nov 13, 2018 (12 days) · Affiliated broker-dealer or bank to independent RIA
• E••••• J•••• to P•• W••••• M•••••••••
  left Nov 5, 2015, registered Nov 10, 2015 (5 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

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