DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••• N••••• M••••

A• W••••• M••••••••• L••BD affiliatedHuntsville, AlIA-onlyIAPD 6510782

Certified Financial Planner

Feed of 09/14/2026

Also filed as E•••• N••••• Hamilton

At current firm

0 y

since Oct 9, 2025

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A• W••••• M••••••••• L•• BD affiliated current
since Oct 9, 2025 · Huntsville, Al
M••••• L•• independent RIA
Apr 14, 2025 to Aug 5, 2025 · Radnor, Pa
M••••• S•••••• wirehouse
Jan 17, 2020 to Oct 2, 2024 · Huntsville, Al
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 19, 2019 to Jan 22, 2020 · Huntsville, Al
S•••••• S••••••••• I••• BD affiliated
Feb 20, 2019 to Jun 3, 2019 · Huntsville, Al
M••••• S•••••• wirehouse
Mar 2, 2016 to Feb 19, 2019 · Decatur, Al

Moves

a registration end followed by a registration begin elsewhere

M••••• L•• to A• W••••• M••••••••• L••
left Aug 5, 2025, registered Oct 9, 2025 (65 days) · RIA to affiliated broker-dealer or bank
M••••• S•••••• to M••••• L••
left Oct 2, 2024, registered Apr 14, 2025 (194 days) · Wirehouse to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Jan 22, 2020, registered Jan 17, 2020 (-5 days) · Wirehouse to wirehouse · moved with a team
S•••••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jun 3, 2019, registered Jul 19, 2019 (46 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to S•••••• S••••••••• I•••
left Feb 19, 2019, registered Feb 20, 2019 (1 days) · Wirehouse to affiliated broker-dealer or bank

Signals

E•••• N••••• M•••• left M••••• L•• for A• W••••• M••••••••• L•• (registered 2025-10-09)
Aug 5, 2025 · Advisor changed firm · fact
E•••• N••••• M•••• left M••••• S•••••• for M••••• L•• (registered 2025-04-14)
Oct 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address