J••••• L• C••••••

• P•• W••••• M••••••••• BD affiliated current
  since Sep 30, 2021 · Charlotte, Nc
• M••••• S•••••• wirehouse
  Jun 25, 2019 to Jun 3, 2021 · Charlotte, Nc
• W•••• F•••• A••••••• wirehouse
  Jun 2, 2016 to Jun 18, 2019 · Charlotte, Nc
• M•• I•••••••• S•••••••• L•• BD affiliated
  Mar 9, 2016 to May 18, 2016 · Charlotte, Nc

• M••••• S•••••• to P•• W••••• M•••••••••
  left Jun 3, 2021, registered Sep 30, 2021 (119 days) · Wirehouse to affiliated broker-dealer or bank
• W•••• F•••• A••••••• to M••••• S••••••
  left Jun 18, 2019, registered Jun 25, 2019 (7 days) · Wirehouse to wirehouse · moved with a team
• M•• I•••••••• S•••••••• L•• to W•••• F•••• A•••••••
  left May 18, 2016, registered Jun 2, 2016 (15 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address