DFX Intelligence
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Registered advisor
A•• G•••••• H•••••
Feed of 09/14/2026
Also filed as A•• G•••••• H••••••••• H••••••••• G• H•••••
At current firm
5 y
since Apr 30, 2021
In the industry
10 y
since Mar 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 30, 2021 · Rolling Hills Estates, Ca
- J••• M••••• S••••••••• L•• wirehouseDec 11, 2019 to Mar 24, 2021 · Hermosa Beach, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 14, 2017 to Jun 6, 2018 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Mar 24, 2021, registered Apr 30, 2021 (37 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Jun 6, 2018, registered Dec 11, 2019 (553 days) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address