DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Charles Alexandre Hudelot

D.A. Davidson & Co.independent RIASeattle, Wa dual registrantIAPD 6520704

Certified Financial Planner

Feed of 09/15/2026

Also filed as Charles A Hudelot

At current firm

2 y

since Sep 9, 2024

In the industry

11 y

since Jun 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

D.A. Davidson & Co. independent RIA current
since Sep 9, 2024 · Seattle, Wa
Key Investment Services LLC BD affiliated
Oct 27, 2023 to Aug 8, 2024 · Federal Way, Wa
Equitable Advisors, LLC national BD
Sep 11, 2023 to Oct 17, 2023 · Bellevue, Wa
Fidelity Personal And Workplace Advisors former
Jul 13, 2018 to May 16, 2023 · Boston, Ma
Strategic Advisers LLC national BD
Nov 1, 2016 to Jul 13, 2018 · Westlake, Tx

Moves

a registration end followed by a registration begin elsewhere

Key Investment Services LLC to D.A. Davidson & Co.
left Aug 8, 2024, registered Sep 9, 2024 (32 days) · Affiliated broker-dealer or bank to independent RIA
Equitable Advisors, LLC to Key Investment Services LLC
left Oct 17, 2023, registered Oct 27, 2023 (10 days) · Affiliated broker-dealer or bank to another
Fidelity Personal And Workplace Advisors to Equitable Advisors, LLC
left May 16, 2023, registered Sep 11, 2023 (118 days) · Affiliated broker-dealer or bank to another
Strategic Advisers LLC to Fidelity Personal And Workplace Advisors
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

Charles Alexandre Hudelot left Key Investment Services Llc for D.A. Davidson & Co. (registered 2024-09-09)
Aug 8, 2024 · Advisor changed firm · fact
Charles Alexandre Hudelot left Equitable Advisors, Llc for Key Investment Services Llc (registered 2023-10-27)
Oct 17, 2023 · Advisor changed firm · fact
Charles Alexandre Hudelot left Fidelity Personal And Workplace Advisors for Equitable Advisors, Llc (registered 2023-09-11)
May 16, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address