DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• J••••••• M•••••

C•••••• C••••• G••••• I•••no RAUMChicago, Il dual registrantIAPD 6523507

Feed of 09/15/2026

At current firm

1 y

since Jul 28, 2025

In the industry

11 y

since Jun 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• C••••• G••••• I••• no RAUM current
since Jul 28, 2025 · Chicago, Il
A•• A•••••••• F•••• L•• former
Apr 14, 2021 to Jan 31, 2024 · Chicago, Il
A••••••••• L••• other
Dec 19, 2018 to Apr 24, 2020 · Chicago, Il
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Sep 18, 2018 · Boston, Ma
S•••••••• A••••••• L•• national BD
Apr 2, 2018 to Jul 13, 2018 · Orland Park, Il

Moves

a registration end followed by a registration begin elsewhere

A•• A•••••••• F•••• L•• to C•••••• C••••• G••••• I•••
left Jan 31, 2024, registered Jul 28, 2025 (544 days) · Other
A••••••••• L••• to A•• A•••••••• F•••• L••
left Apr 24, 2020, registered Apr 14, 2021 (355 days) · Other
F••••••• P••••••• A•• W•••••••• A••••••• to A••••••••• L•••
left Sep 18, 2018, registered Dec 19, 2018 (92 days) · Other · moved with a team
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

T••••• J••••••• M••••• left A•• A•••••••• F•••• L•• for C•••••• C••••• G••••• I••• (registered 2025-07-28)
Jan 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address