RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• T••••• G•••••
- C••••••• P••••••• independent RIA currentsince Oct 4, 2021 · Overland Park, Ks
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 21, 2019 to Oct 19, 2021 · Oak Brook, Il
- F•••• T•••• A••••••• L• asset managerJun 17, 2019 to Nov 25, 2019 · Wheaton, Il
- I•••••• A•••••••• I••• asset managerJul 31, 2015 to May 30, 2019 · Downers Grove, Il
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••••• P•••••••left Oct 19, 2021, registered Oct 4, 2021 (-15 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- F•••• T•••• A••••••• L• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 25, 2019, registered Nov 21, 2019 (-4 days) · Other
- I•••••• A•••••••• I••• to F•••• T•••• A••••••• L•left May 30, 2019, registered Jun 17, 2019 (18 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address