DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••
Legal name T•••• G••••• C•••••• M••••••••• U•• L••
Latest filing Jun 12, 2026
First filing on the tape Nov 9, 2017 · 42 filings
SEC status approved since Dec 8, 2017
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.1B individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$120M
derived; firm RAUM over IAPD count
Employees
33
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$1.1B as of Jun 12, 2026
Mar 12, 2018$73,000 then
HNW client RAUM$397M as of Jun 12, 2026
Mar 31, 2023$31.5M then
State-registered IARs (5.B.3)8 as of Jun 12, 2026
Mar 12, 20180 then
Employees (5.A)33 as of Jun 12, 2026
Mar 12, 20183 then
Private funds: no history
RAUM -3.2% over the last fiscal year+25% a year over threeIARs 5 to 8
Practice profile
derived from the filing of Jun 12, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $120MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 4,637derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $138,845derivedHNW RAUM over HNW clients
- Average account
- $21,360derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.7derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +60%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -32%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $1.1BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$685M63%
- High-net-worth individuals$397M37%
- Individual clients
- 38,871reported
- HNW clients
- 2,862reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 50,651reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=10.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• S••••••• | New York, Ny | Oct 13, 2022 | 12 y | 1 |
| S•••• M•••• S••••••• | New York, Ny | Feb 27, 2024 | 15 y | 1 |
| A•••••• L••••• C••••• | New York, Ny | Jan 15, 2025 | 13 y | 1 |
| N••••••• C••• | Parkland, Fl | Feb 12, 2025 | 12 y | 1 |
| B••• B••••• R••• | New York, Ny | Feb 24, 2025 | 13 y | 1 |
| G••••••• T•••Certified Financial Planner | New York, Ny | Feb 3, 2026 | 11 y | 4 |
| E••• M• T•••••••Certified Financial Planner | New York, Ny | Jun 29, 2026 | 12 y | 3 |
| A•••••• V••••• | Philadelphia, Pa | Jul 17, 2026 | 10 y | 0 |
| L••• P•••• K•••• | New York, Ny | Sep 9, 2026 | 22 y | 1 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- L••• P•••• K•••• from Z•• F••••••••• I•••Sep 9, 2026 · RIA to RIA
- E••• M• T••••••• from S•••• A••••••• L••••••Jun 29, 2026 · Other
- G••••••• T••• from R•••• A•••••••• L••Feb 3, 2026 · RIA to RIA
- B••• B••••• R••• from P••• A••••• S••••••••• L••Feb 24, 2025 · Affiliated broker-dealer or bank to independent RIA
- N••••••• C••• from M••••• S••••••Feb 12, 2025 · Wirehouse to independent RIA
- A•••••• L••••• C••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jan 15, 2025 · Wirehouse to independent RIA
- S•••• M•••• S••••••• from J••• M••••• S••••••••• L••Feb 27, 2024 · Wirehouse to independent RIA
- J••• S••••••• from M•• I•••••••• S•••••••• L••Oct 13, 2022 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• M•••••• · Co-Founder And Chief Technology Officercontrolsince 10/2017 · owns less than 5%
- E••••• S••• · Chief Legal Officer/Chief Compliance Officercontrolsince 04/2024 · owns less than 5%
- G••••••• C•••••• · Co-Ceo And Co- Foundercontrolsince 04/2017 · owns less than 5%
- P••••••• J•••••• J••• · Co-Ceo And Co- Foundercontrolsince 04/2017 · owns less than 5%
- G••••••• C•••••• · Shareholder (Voting Common)controlsince 04/2017 · owns 25% to 50% of T•••• G••••• C•••••• M••••••••• I•••
- P••••••• J•••••• J••• · Shareholder (Voting Common)controlsince 04/2017 · owns 25% to 50% of T•••• G••••• C•••••• M••••••••• I•••
Entity owners
- T•••• G••••• C•••••• M••••••••• I••• · Sole Memberdirect · owns 75% or more
- A•••• G••••• F••• V• A••••••••• L••• · G•••••• Partnerindirect · owns F of A•••• G••••• F••• V• L•
- A•••• G••••• F••• V• G• A••••••••• L•••• · G•••••• Partnerindirect · owns F of A•••• G••••• F••• V• A••••••••• L•••
- A•••• G••••• F••• V• L• · Shareholder (Series C Preferred)indirect · owns 50% to 75% of T•••• G••••• C•••••• M••••••••• I•••
- A• E••••• P••••••• L•• I•• L••••• · G•••••• Partnerindirect · owns F of A••••••••• H••••••• L•• F••• I•• L•••
- A••••••••• H••••••• L•• F••• I•• L••• · Shareholder (Series B Preferred)indirect · owns 75% or more of T•••• G••••• C•••••• M••••••••• I•••
- G•••••• C••••••• G•••• X• E•••• V••••••• L••• · Shareholder (Series A Preferred)indirect · owns 50% to 75% of T•••• G••••• C•••••• M••••••••• I•••
- G•••••• C••••••• P••••••• X• E•••• V••••••• L••• · G•••••• Partnerindirect · owns F of G•••••• C••••••• G•••• X• E•••• V••••••• L•••
Related persons
Schedule D 7.A
- T•••• G••••• T••••••••• L••broker-dealern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 9 | 4 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Jun 12, 2026private clients per advisor of 4,637.0 against a peer median of 64.5 (1151 comparable advisers, 100.0th percentile, 111.7 robust deviations)peers: independent wealth managers, $1B to $5B (1,151) · 100% percentile
- control person changedChange between filings · filing Jun 12, 2026B•••••••• M•••••• (CO-FOUNDER AND CHIEF TECHNOLOGY OFFICER) left Schedule A between the filings of 2024-04-26 and 2026-06-12peers: independent wealth managers, $1B to $5B (1,362)
- clients down average size upCombination · filing Mar 26, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $1,117,366,876 to $1,081,917,208, advisors 5 to 8, private clients 61435 to 41733, offices 0 to 0 (2025-03-31 to 2026-03-26)peers: independent wealth managers, $1B to $5B (1,362)
- advisor count surgeChange between filings · filing Mar 26, 2026advisory representatives (Item 5.B.3) moved from 5.0 to 8.0 (+60.0%) between the annual amendments of 2025-03-31 and 2026-03-26; the peer median change was 0.0% (999 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $1B to $5B (999) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 68,387 to 50,651Nov 20, 2025 to Mar 26, 2026
- Advisory employees · 5 to 10Nov 20, 2025 to Mar 26, 2026
- Advisory activities · 1 to 2Nov 20, 2025 to Mar 26, 2026
- BD registered reps · 11 to 10Nov 20, 2025 to Mar 26, 2026
- HNW clients · 1,947 to 2,862Nov 20, 2025 to Mar 26, 2026
- Individual clients · 59,488 to 38,871Nov 20, 2025 to Mar 26, 2026
- Employees · 40 to 33Nov 20, 2025 to Mar 26, 2026
- Financial planning clients · to 0Nov 20, 2025 to Mar 26, 2026
- State-registered IARs · 5 to 8Nov 20, 2025 to Mar 26, 2026
- Discretionary RAUM · $1.1B to $1.1BNov 20, 2025 to Mar 26, 2026
- HNW RAUM · $260M to $397MNov 20, 2025 to Mar 26, 2026
- Individual RAUM · $857M to $685MNov 20, 2025 to Mar 26, 2026
- RAUM · $1.1B to $1.1BNov 20, 2025 to Mar 26, 2026
- Accounts · 51,279 to 68,387Nov 18, 2024 to Mar 31, 2025
- Advisory employees · 7 to 5Nov 18, 2024 to Mar 31, 2025
- Advisory activities · 2 to 1Nov 18, 2024 to Mar 31, 2025
- BD registered reps · 9 to 11Nov 18, 2024 to Mar 31, 2025
- HNW clients · 1,835 to 1,947Nov 18, 2024 to Mar 31, 2025
- Individual clients · 43,038 to 59,488Nov 18, 2024 to Mar 31, 2025
- Employees · 63 to 40Nov 18, 2024 to Mar 31, 2025
- Financial planning clients · 1-10 to Nov 18, 2024 to Mar 31, 2025
- State-registered IARs · 2 to 5Nov 18, 2024 to Mar 31, 2025
- Discretionary RAUM · $882M to $1.1BNov 18, 2024 to Mar 31, 2025
- HNW RAUM · $178M to $260MNov 18, 2024 to Mar 31, 2025
- Individual RAUM · $704M to $857MNov 18, 2024 to Mar 31, 2025
- RAUM · $882M to $1.1BNov 18, 2024 to Mar 31, 2025
- Accounts · 59,322 to 51,279Jan 5, 2024 to Mar 18, 2024
- Advisory employees · 8 to 7Jan 5, 2024 to Mar 18, 2024
- HNW clients · 43 to 1,835Jan 5, 2024 to Mar 18, 2024
- Individual clients · 52,476 to 43,038Jan 5, 2024 to Mar 18, 2024
- Employees · 76 to 63Jan 5, 2024 to Mar 18, 2024
- Financial planning clients · 0 to 1-10Jan 5, 2024 to Mar 18, 2024
- State-registered IARs · 3 to 2Jan 5, 2024 to Mar 18, 2024
- Discretionary RAUM · $549M to $882MJan 5, 2024 to Mar 18, 2024
- HNW RAUM · $31.5M to $178MJan 5, 2024 to Mar 18, 2024
- Individual RAUM · $517M to $704MJan 5, 2024 to Mar 18, 2024
- Pension RAUM · unset to 0.0Jan 5, 2024 to Mar 18, 2024
- Pooled vehicle RAUM · unset to 0.0Jan 5, 2024 to Mar 18, 2024
- RAUM · $549M to $882MJan 5, 2024 to Mar 18, 2024
- Accounts · 43,809 to 59,322Jan 3, 2023 to Mar 31, 2023
Signals
13 dated events
- Titan reported RAUM $1.1B, up 27% from $882.0M (2024-11-18 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- S••• E•••• (Chief Legal Officer/Chief Compliance Officer) appeared on Schedule A of TitanApr 26, 2024 · Control person joined · fact
- A. A•••••• Amadia (Chief Legal Officer/Chief Compliance Officer) no longer on Schedule A of Titan (listed 2024-03-18, absent 2024-04-26)Apr 26, 2024 · Control person left · inference
- Titan reported RAUM $882.0M, up 61% from $548.8M (2024-01-05 to 2024-03-18)Mar 18, 2024 · RAUM change · derived
- Titan reported RAUM $548.8M, down 31% from $792.1M (2023-01-03 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- A. A•••••• Amadia (Chief Legal Officer/Chief Compliance Officer) appeared on Schedule A of TitanJun 6, 2022 · Control person joined · fact
- Nicole Heather Slate (Chief Compliance Officer) no longer on Schedule A of Titan (listed 2022-03-22, absent 2022-06-06)Jun 6, 2022 · Control person left · inference
- Titan reported RAUM $792.1M, up 58% from $500.3M (2021-11-22 to 2022-03-22)Mar 22, 2022 · RAUM change · derived
- Titan reported RAUM $500.3M, up 27% from $395.0M (2021-02-05 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
- Nicole Heather Slate (Chief Compliance Officer) appeared on Schedule A of TitanMar 25, 2021 · Control person joined · fact
- T•••• I••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 22, 2021 · Succession (Item 4) · fact
- Titan reported RAUM $395.0M, up 587% from $57.5M (2020-06-09 to 2021-01-22)Jan 22, 2021 · RAUM change · derived
- T•••• I••••• filed its initial SEC registration (Form ADV)Nov 9, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- support@titan.comreportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/titan-investreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H••••://WWW.T••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 973-490-4042reportedpublic record, Form ADV, Jun 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $120Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026