RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• A•••• Y••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jan 7, 2026 · Minneapolis, Mn
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 7, 2023 to Mar 5, 2025 · Cheyenne, Wy
- S•••••••• F••••••••• I••• formerSep 7, 2022 to Dec 31, 2022 · Scottsdale, Az
- C•••••• S••••• • C••• I••• national BDJan 12, 2022 to Jul 19, 2022 · Cheyenne, Wy
- J••• M••••• S••••••••• L•• wirehouseApr 22, 2021 to Nov 30, 2021 · Cheyenne, Wy
- L•• F•••••••• L•• BD affiliatedAug 25, 2020 to Apr 16, 2021 · Casper, Wy
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••••••••• F•••••••• S•••••••• L••left Mar 5, 2025, registered Jan 7, 2026 (308 days) · Affiliated broker-dealer or bank to another
- S•••••••• F••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 31, 2022, registered Feb 7, 2023 (38 days) · Affiliated broker-dealer or bank to another
- C•••••• S••••• • C••• I••• to S•••••••• F••••••••• I•••left Jul 19, 2022, registered Sep 7, 2022 (50 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to C•••••• S••••• • C••• I•••left Nov 30, 2021, registered Jan 12, 2022 (43 days) · Wirehouse to affiliated broker-dealer or bank
- L•• F•••••••• L•• to J••• M••••• S••••••••• L••left Apr 16, 2021, registered Apr 22, 2021 (6 days) · Affiliated broker-dealer or bank to wirehouse
- B•••• A•••• Y•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-01-07)Mar 5, 2025 · Advisor changed firm · fact
- B•••• A•••• Y•••• left S•••••••• F••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-02-07)Dec 31, 2022 · Advisor changed firm · fact
- B•••• A•••• Y•••• left C•••••• S••••• • C••• I••• for S•••••••• F••••••••• I••• (registered 2022-09-07)Jul 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address