RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• C•••••• P••••••••
- B•••••••• I••••••••• M••••••••• L•• asset manager currentsince Apr 17, 2023 · Princeton, Nj
- P•••••••• A••••••• national BDMar 9, 2022 to Aug 19, 2022 · Paramus, Nj
- A••••• A•• P••••••• S••••••• BD affiliatedJul 18, 2018 to Dec 22, 2020 · New York, Ny
- P•••••••• A••••••• to B•••••••• I••••••••• M••••••••• L••left Aug 19, 2022, registered Apr 17, 2023 (241 days) · Other
- A••••• A•• P••••••• S••••••• to P•••••••• A•••••••left Dec 22, 2020, registered Mar 9, 2022 (442 days) · Affiliated broker-dealer or bank to another
- J••••• C•••••• P•••••••• left P•••••••• A••••••• for B•••••••• I••••••••• M••••••••• L•• (registered 2023-04-17)Aug 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address