DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• M•••• B•••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseSchaumburg, Ildual registrantIAPD 6566131

Feed of 09/14/2026

Also filed as J••••••• B•••••

At current firm

0 y

since Jun 9, 2026

In the industry

11 y

since Sep 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Jun 9, 2026 · Schaumburg, Il
E••••• J•••• national BD
Apr 25, 2025 to May 18, 2026 · Addison, Il
R•• C•••••• M••••••• L•• national BD
Jun 6, 2024 to Mar 21, 2025 · Sarasota, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 27, 2020 to Jun 7, 2024 · Schaumburg, Il
W•••• F•••• A••••••• wirehouse
Nov 1, 2019 to Apr 21, 2020 · Chicago, Il
M••••• S•••••• wirehouse
Jan 8, 2018 to Nov 5, 2019 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 18, 2026, registered Jun 9, 2026 (22 days) · Affiliated broker-dealer or bank to wirehouse
R•• C•••••• M••••••• L•• to E••••• J••••
left Mar 21, 2025, registered Apr 25, 2025 (35 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•• C•••••• M••••••• L••
left Jun 7, 2024, registered Jun 6, 2024 (-1 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 21, 2020, registered May 27, 2020 (36 days) · Wirehouse to wirehouse
M••••• S•••••• to W•••• F•••• A•••••••
left Nov 5, 2019, registered Nov 1, 2019 (-4 days) · Wirehouse to wirehouse · moved with a team

Signals

J••••••• M•••• B••••• left E••••• J•••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-06-09)
May 18, 2026 · Advisor changed firm · fact
J••••••• M•••• B••••• left R•• C•••••• M••••••• L•• for E••••• J•••• (registered 2025-04-25)
Mar 21, 2025 · Advisor changed firm · fact
J••••••• M•••• B••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R•• C•••••• M••••••• L•• (registered 2024-06-06)
Jun 7, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address