DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Angel Luis Sotomayor
Feed of 09/15/2026
Also filed as Angel Luis Sotomayor
At current firm
0 y
since Apr 30, 2026
In the industry
11 y
since Jun 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Creative Financial Designs, Inc. BD affiliated currentsince Apr 30, 2026 · Kokomo, In
- Geneos Wealth Management, Inc. BD affiliatedJul 26, 2022 to May 4, 2026 · Exton, Pa
- Parsonex Advisory Services, Inc. independent RIAJan 11, 2021 to Jul 29, 2022 · Englewood, Co
- Parsonex Advisory Services, Inc. independent RIAJan 4, 2018 to Dec 31, 2020 · Douglassville, Pa
Moves
a registration end followed by a registration begin elsewhere
- Geneos Wealth Management, Inc. to Creative Financial Designs, Inc.left May 4, 2026, registered Apr 30, 2026 (-4 days) · Affiliated broker-dealer or bank to another
- Parsonex Advisory Services, Inc. to Geneos Wealth Management, Inc.left Jul 29, 2022, registered Jul 26, 2022 (-3 days) · RIA to affiliated broker-dealer or bank
Signals
- Angel Luis Sotomayor left Geneos Wealth Management, Inc. for Creative Financial Designs, Inc. (registered 2026-04-30)May 4, 2026 · Advisor changed firm · fact
- Angel Luis Sotomayor left Parsonex Advisory Services, Inc. for Geneos Wealth Management, Inc. (registered 2022-07-26)Jul 29, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address