DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• F•••••• R•••••••

C••••••••• F••••••••independent RIAOverland Park, Ksdual registrantIAPD 6574529

Feed of 09/14/2026

Also filed as Mike F•••••• R•••••••

At current firm

2 y

since Aug 21, 2024

In the industry

13 y

since Jul 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• F•••••••• independent RIA current
since Aug 21, 2024 · Overland Park, Ks
C•••••• W••••• M••••••••• L•• independent RIA
Jul 15, 2024 to Aug 22, 2024 · Overland Park, Ks
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Feb 20, 2020 to Sep 3, 2024 · Overland Park, Ks
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 15, 2018 to Feb 27, 2020 · Overland Park, Ks
E••••• J•••• national BD
Mar 11, 2016 to Jun 22, 2018 · Kansas City, Mo

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C•••••• W••••• M••••••••• L••
left Sep 3, 2024, registered Jul 15, 2024 (-50 days) · Affiliated broker-dealer or bank to a newly registered adviser
C•••••• W••••• M••••••••• L•• to C••••••••• F••••••••
left Aug 22, 2024, registered Aug 21, 2024 (-1 days) · Other
A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Feb 27, 2020, registered Feb 20, 2020 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
E••••• J•••• to A••••••••• F•••••••• S•••••••• L••
left Jun 22, 2018, registered Nov 15, 2018 (146 days) · Affiliated broker-dealer or bank to another

Signals

M•••••• F•••••• R••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C•••••• W••••• M••••••••• L•• (registered 2024-07-15)
Sep 3, 2024 · Advisor changed firm · fact
M•••••• F•••••• R••••••• left C•••••• W••••• M••••••••• L•• for C••••••••• F•••••••• (registered 2024-08-21)
Aug 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address