DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Caliber Wealth Management, LLC

Independent wealth managerOverland Park, KansasCRD 331165SEC 801-130677websiteIAPD
Latest filing Aug 14, 2026
First filing on the tape Jun 13, 2024 · 17 filings
SEC status approved since Jul 15, 2024
RAUM
$1.8B
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
100%
$1.8B individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$126M
derived; firm RAUM over IAPD count
Employees
24
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$1.8B as of Aug 14, 2026
Apr 10, 2025$1.2B then
HNW client RAUM$1.3B as of Aug 14, 2026
Apr 10, 2025$784M then
State-registered IARs (5.B.3)15 as of Aug 14, 2026
Apr 10, 202515 then
Employees (5.A)24 as of Aug 14, 2026
Apr 10, 202522 then
Private funds: no history
RAUM +51% over the last fiscal yearIARs 15 to 15
Practice profile
derived from the filing of Aug 14, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$126MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
119derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.7MderivedHNW RAUM over HNW clients
Average account
$294,319derivedRAUM over accounts (5.F.2.f)
Discretionary
88%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
14.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+51%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+27%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Custody
$417M, 364 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.3B76%
  • Individuals$415M24%
Individual clients
1,162reported
HNW clients
506reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5,992reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
$417M for 364 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Stephen Andrew PhillipsCertified Financial PlannerOverland Park, KsJul 15, 202413 y2
Andrew James DibbleOverland Park, KsJul 15, 202424 y2
Jeffrey Worth OstranderCertified Financial PlannerPonte Vedre Beach, Fl Jul 15, 202436 y3
Michael Ray WardOverland Park, KsJul 15, 202421 y2
Brent Joel BloomerOverland Park, KsJul 15, 202421 y2
Cole Joseph DimondOverland Park, KsJul 15, 202421 y2
John Daniel ArndtCertified Financial PlannerOverland Park, KsJul 15, 202418 y3
Mark Anthony AlbrightCertified Financial PlannerOverland Park, KsJul 15, 202425 y2
Zachary Joseph ZardaCertified Financial PlannerOverland Park, KsJul 15, 202410 y2
Tyson J SprickCertified Financial PlannerOverland Park, KsSep 29, 202416 y1
Bryson C SlaterCertified Financial PlannerOverland Park, KsJan 14, 202513 y1
Alexander Michael PetrovicCertified Financial PlannerOverland Park, KsJan 14, 202521 y2
Joseph Patrick GravinoCertified Financial PlannerOverland Park, KsJan 29, 202532 y4
James Edward KelleyChartered Financial AnalystOverland Park, KsFeb 4, 202610 y1
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Anthony Mark Albright · Ceo / Partner (Voting LLC Member)control
      since 04/2024 · owns 10% to 25%
    • Daniel John Arndt · Partner (Voting LLC Member)control
      since 04/2024 · owns 10% to 25%
    • James Andrew Dibble · Partner (Voting LLC Member)control
      since 04/2024 · owns 10% to 25%
    • Joseph Cole Dimond · Chief Compliance Officer / Partner (Voting LLC Member)control
      since 04/2024 · owns 10% to 25%
    • J Tyson Sprick · Partner (Voting LLC Member)control
      since 10/2024 · owns 5% to 10%
    • Ray Michael Ward · Partner (Voting LLC Member)control
      since 04/2024 · owns 10% to 25%
    • Joel Brent Bloomer · Owner (Non-Voting LLC Member)
      since 04/2024 · owns less than 5%
    • Christopher Joshua Mckenna · Owner (Non-Voting LLC Member)
      since 04/2024 · owns less than 5%
    • Burke Lauren Olsen · Owner (Non-Voting LLC Member) Member)
      since 04/2025 · owns less than 5%
    • C Bryson Slater · Owner (Non-Voting LLC Member)
      since 04/2025 · owns less than 5%
    • Alan David Sprick · Owner (Non-Voting LLC Member) Member)
      since 10/2024 · owns 5% to 10%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Overland Park, Ks · principal1410
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    7 against comparable advisers; where to look, not conclusions
    • control person changedChange between filings · filing Aug 14, 2026
      Albright, Mark, Anthony (CEO / PARTNER (VOTING LLC MEMBER)) left Schedule A between the filings of 2024-10-17 and 2026-08-14
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Aug 14, 2026
      Dibble, Andrew, James (PARTNER (VOTING LLC MEMBER)) left Schedule A between the filings of 2024-10-17 and 2026-08-14
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Aug 14, 2026
      Ward, Michael, Ray (PARTNER (VOTING LLC MEMBER)) left Schedule A between the filings of 2024-10-17 and 2026-08-14
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Aug 14, 2026
      Dimond, Cole, Joseph (CHIEF COMPLIANCE OFFICER / PARTNER (VOTING LLC MEMBER)) left Schedule A between the filings of 2024-10-17 and 2026-08-14
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Aug 14, 2026
      ARNDT, JOHN, DANIEL (PARTNER (VOTING LLC MEMBER)) left Schedule A between the filings of 2024-10-17 and 2026-08-14
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Aug 14, 2026
      SPRICK, TYSON, J (PARTNER (VOTING LLC MEMBER)) left Schedule A between the filings of 2024-10-17 and 2026-08-14
      peers: independent wealth managers, $1B to $5B (1,360)
    • RAUM up 50 %Change between filings · filing Mar 24, 2026
      RAUM (Item 5.F) moved from $1,168,700,000 to $1,763,558,000 (+51.0%) between the annual amendments of 2025-04-10 and 2026-03-24; the peer median change was +17.0% (1297 comparable advisers, 93.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (1,297) · 93% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 4,598 to 5,992
      Dec 10, 2025 to Mar 24, 2026
    • HNW clients · 275 to 506
      Dec 10, 2025 to Mar 24, 2026
    • Individual clients · 1,041 to 1,162
      Dec 10, 2025 to Mar 24, 2026
    • Assets in custody · $42.9M to $417M
      Dec 10, 2025 to Mar 24, 2026
    • Employees · 22 to 24
      Dec 10, 2025 to Mar 24, 2026
    • Discretionary RAUM · $1.0B to $1.5B
      Dec 10, 2025 to Mar 24, 2026
    • HNW RAUM · $784M to $1.3B
      Dec 10, 2025 to Mar 24, 2026
    • Individual RAUM · $385M to $415M
      Dec 10, 2025 to Mar 24, 2026
    • Non-discretionary RAUM · $146M to $220M
      Dec 10, 2025 to Mar 24, 2026
    • RAUM · $1.2B to $1.8B
      Dec 10, 2025 to Mar 24, 2026
    • Financial planning clients · 51-100 to 51-100
      Jun 25, 2025 to Jul 29, 2025
    • Accounts · 5,512 to 4,598
      Dec 4, 2024 to Apr 10, 2025
    • Advisory employees · 10 to 15
      Dec 4, 2024 to Apr 10, 2025
    • HNW clients · unset to 275.0
      Dec 4, 2024 to Apr 10, 2025
    • Individual clients · unset to 1041.0
      Dec 4, 2024 to Apr 10, 2025
    • Assets in custody · unset to 42900000.0
      Dec 4, 2024 to Apr 10, 2025
    • Custody of client assets · false to true
      Dec 4, 2024 to Apr 10, 2025
    • Employees · 18 to 22
      Dec 4, 2024 to Apr 10, 2025
    • Financial planning clients · 0 to 51-100
      Dec 4, 2024 to Apr 10, 2025
    • State-registered IARs · 10 to 15
      Dec 4, 2024 to Apr 10, 2025
    • Discretionary RAUM · $1.1B to $1.0B
      Dec 4, 2024 to Apr 10, 2025
    • HNW RAUM · unset to 784200000.0
      Dec 4, 2024 to Apr 10, 2025
    • Individual RAUM · unset to 384500000.0
      Dec 4, 2024 to Apr 10, 2025
    • Non-discretionary RAUM · $0 to $146M
      Dec 4, 2024 to Apr 10, 2025
    • RAUM · $1.1B to $1.2B
      Dec 4, 2024 to Apr 10, 2025
    • Accounts · unset to 5512.0
      Oct 17, 2024 to Nov 6, 2024
    • Discretionary RAUM · unset to 1140000000.0
      Oct 17, 2024 to Nov 6, 2024
    • Non-discretionary RAUM · unset to 0.0
      Oct 17, 2024 to Nov 6, 2024
    • RAUM · unset to 1140000000.0
      Oct 17, 2024 to Nov 6, 2024
    Signals
    5 dated events
    • Caliber Wealth Management, Llc reported RAUM $1.8B, up 51% from $1.2B (2025-12-10 to 2026-03-24)
      Mar 24, 2026 · RAUM change · derived
    • J Tyson Sprick (Partner (Voting Llc Member)) appeared on Schedule A of Caliber Wealth Management, Llc
      Oct 17, 2024 · Control person joined · fact
    • 9 advisors left Raymond James Financial Services Advisors, Inc (Overland Park, KS) for Caliber Wealth Management, LLC a day apart
      Oct 2, 2024 · Team lift-out · derived
    • Michael Francis Richards left Caliber Wealth Management, Llc for Convergence Financial (registered 2024-08-21)
      Aug 22, 2024 · Advisor changed firm · fact
    • Caliber Wealth Management, Llc filed its initial SEC registration (Form ADV)
      Jun 13, 2024 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    913-303-3920reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    913-305-4217reportedpublished by the firm, firm site, Sep 15, 2026
    Firm profile
    linkedin.com/company/67518657reportedpublic record, Form ADV, Sep 17, 2026
    Website
    caliberkc.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    913-303-3920reportedpublic record, Form ADV, Aug 14, 2026
    Team page
    caliberkc.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $126Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026