RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• N• C•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Oct 16, 2025 · Dallas, Tx
- B••••• P••••• A•••••••• L•• independent RIASep 27, 2024 to Sep 4, 2025 · Plano, Tx
- M••••• S•••••• wirehouseAug 11, 2021 to Sep 26, 2024 · Fort Worth, Tx
- B••••• P••••• A•••••••• L•• to J••• M••••• S••••••••• L••left Sep 4, 2025, registered Oct 16, 2025 (42 days) · RIA to wirehouse
- M••••• S•••••• to B••••• P••••• A•••••••• L••left Sep 26, 2024, registered Sep 27, 2024 (1 days) · Wirehouse to independent RIA
- D••••• N• C••••• left B••••• P••••• A•••••••• L•• for J••• M••••• S••••••••• L•• (registered 2025-10-16)Sep 4, 2025 · Advisor changed firm · fact
- D••••• N• C••••• left M••••• S•••••• for B••••• P••••• A•••••••• L•• (registered 2024-09-27)Sep 26, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address