RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• H• S•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Apr 8, 2026 · New Orleans, La
- R•••••• J•••• • A••••••••• I••• national BDFeb 3, 2022 to Mar 31, 2026 · St. Petersburg, Fl
- W•••• F•••• A••••••• wirehouseApr 7, 2020 to Jan 28, 2022 · Lake Charles, La
- W•••• F•••• A••••••• wirehouseJul 27, 2017 to Jan 24, 2020 · Lake Charles, La
- E••••• J•••• national BDAug 10, 2016 to Jul 12, 2017 · Lafayette, La
- R•••••• J•••• • A••••••••• I••• to J••• M••••• S••••••••• L••left Mar 31, 2026, registered Apr 8, 2026 (8 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Jan 28, 2022, registered Feb 3, 2022 (6 days) · Wirehouse to affiliated broker-dealer or bank
- E••••• J•••• to W•••• F•••• A•••••••left Jul 12, 2017, registered Jul 27, 2017 (15 days) · Affiliated broker-dealer or bank to wirehouse
- T•••• H• S••••• added a TX registration at J••• M••••• S••••••••• L••Sep 17, 2026 · New state registration · fact
- T•••• H• S••••• left R•••••• J•••• • A••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2026-04-08)Mar 31, 2026 · Advisor changed firm · fact
- T•••• H• S••••• left W•••• F•••• A••••••• for R•••••• J•••• • A••••••••• I••• (registered 2022-02-03)Jan 28, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address