RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• V••••••••• V•••••
- F••••• I••••••••• independent RIA currentsince Apr 22, 2021 · Plano, Tx
- M••••• S•••••• wirehouseNov 29, 2018 to Mar 31, 2021 · Tampa, Fl
- J•••• T•••••• I••••••••• P•••••••• L•• independent RIAOct 5, 2016 to Jul 11, 2017 · Tampa, Fl
- M••••• S•••••• to F••••• I•••••••••left Mar 31, 2021, registered Apr 22, 2021 (22 days) · Wirehouse to independent RIA
- J•••• T•••••• I••••••••• P•••••••• L•• to M••••• S••••••left Jul 11, 2017, registered Nov 29, 2018 (506 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address