DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• A•••••• H••••••

W••••••• I••••••••• A•••••••independent RIABurlington, VtIA-onlyIAPD 6582291

Certified Financial Planner

Feed of 09/14/2026

At current firm

2 y

since Jan 17, 2024

In the industry

10 y

since Dec 30, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Partner, Financial Plannerreportedwestviewinvest.comfirm site, Sep 16, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

W••••••• I••••••••• A••••••• independent RIA current
since Jan 17, 2024 · Burlington, Vt
S•• W••••• independent RIA
Jun 28, 2022 to Jan 5, 2024 · Newton, Ma
S•• I••••••••• S••••••• I••• former
Oct 12, 2021 to Jul 29, 2022 · Boston, Ma
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Oct 12, 2021 · Boston, Ma
S•••••••• A••••••• L•• national BD
May 16, 2016 to Jul 13, 2018 · Merrimack, Nh

Moves

a registration end followed by a registration begin elsewhere

S•• W••••• to W••••••• I••••••••• A•••••••
left Jan 5, 2024, registered Jan 17, 2024 (12 days) · Affiliated broker-dealer or bank to independent RIA
S•• I••••••••• S••••••• I••• to S•• W•••••
left Jul 29, 2022, registered Jun 28, 2022 (-31 days) · corporate re-registration, not a move
F••••••• P••••••• A•• W•••••••• A••••••• to S•• I••••••••• S••••••• I•••
left Oct 12, 2021, registered Oct 12, 2021 (0 days) · Affiliated broker-dealer or bank to another
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

E••• A•••••• H•••••• left S•• W••••• for W••••••• I••••••••• A••••••• (registered 2024-01-17)
Jan 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address