DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jessica C Brooks

Cetera Investment Advisers LLCBD affiliatedMemphis, Tn dual registrantIAPD 6593811

Feed of 09/14/2026

Also filed as Jessica Christine Brooks

At current firm

0 y

since Jul 28, 2026

In the industry

11 y

since Feb 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Jul 28, 2026 · Memphis, Tn
Raymond James Financial Services Advisors, Inc BD affiliated
Feb 20, 2026 to Jul 28, 2026 · Saint Petersburg, Fl
B. Riley Wealth Advisors, Inc. BD affiliated
Feb 25, 2022 to Sep 16, 2025 · Memphis, Tn
B Riley Wealth Management former
Oct 13, 2020 to Dec 31, 2022 · Memphis, Tn
First Horizon Advisors, Inc former
Feb 28, 2017 to Oct 6, 2020 · Memphis, Tn

Moves

a registration end followed by a registration begin elsewhere

Raymond James Financial Services Advisors, Inc to Cetera Investment Advisers LLC
left Jul 28, 2026, registered Jul 28, 2026 (0 days) · Affiliated broker-dealer or bank to another
B. Riley Wealth Advisors, Inc. to Raymond James Financial Services Advisors, Inc
left Sep 16, 2025, registered Feb 20, 2026 (157 days) · Affiliated broker-dealer or bank to another
B Riley Wealth Management to B. Riley Wealth Advisors, Inc.
left Dec 31, 2022, registered Feb 25, 2022 (-309 days) · corporate re-registration, not a move
First Horizon Advisors, Inc to B Riley Wealth Management
left Oct 6, 2020, registered Oct 13, 2020 (7 days) · RIA to affiliated broker-dealer or bank

Signals

Jessica C Brooks left Raymond James Financial Services Advisors, Inc for Cetera Investment Advisers Llc (registered 2026-07-28)
Jul 28, 2026 · Advisor changed firm · fact
Jessica C Brooks left B. Riley Wealth Advisors, Inc. for Raymond James Financial Services Advisors, Inc (registered 2026-02-20)
Sep 16, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address