RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••••• I••••••••• independent RIA currentsince Apr 30, 2022 · Plano, Tx
- N•••••• A•••••••• L•• BD affiliatedAug 10, 2021 to Apr 14, 2022 · Boston, Ma
- J••• H•••••• P••••••• F•••••••• S•••••••• L•• BD affiliatedApr 11, 2018 to Jun 7, 2021 · Boston, Ma
- N•••••• A•••••••• L•• to F••••• I•••••••••left Apr 14, 2022, registered Apr 30, 2022 (16 days) · Affiliated broker-dealer or bank to independent RIA
- J••• H•••••• P••••••• F•••••••• S•••••••• L•• to N•••••• A•••••••• L••left Jun 7, 2021, registered Aug 10, 2021 (64 days) · Affiliated broker-dealer or bank to another
- Anthony Henriquez left Natixis Advisors, Llc for Fisher Investments (registered 2022-04-30)Apr 14, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address