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Registered advisor
J•••• R•• G••••
Feed of 09/14/2026
Also filed as J•••• R•• G••••
At current firm
0 y
since Feb 11, 2026
In the industry
10 y
since Dec 1, 2015 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Feb 11, 2026 · Plano, Tx
- M••••• S•••••• wirehouseSep 5, 2023 to Jun 12, 2025 · Chicago, Il
- E•••••• C•••••• M••••••••• L•• formerJul 30, 2020 to Sep 5, 2023 · Arlington, Va
- W•••• F•••• A••••••• wirehouseSep 20, 2019 to Aug 7, 2020 · Roanoke, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 4, 2018 to Sep 3, 2019 · Southlake, Tx
- T• A••••••••• I••• formerMay 4, 2018 to Sep 3, 2019 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to V••••••• A•••••••• I•••left Jun 12, 2025, registered Feb 11, 2026 (244 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to E•••••• C•••••• M••••••••• L••left Aug 7, 2020, registered Jul 30, 2020 (-8 days) · Wirehouse to independent RIA
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Sep 3, 2019, registered May 4, 2018 (-487 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Sep 3, 2019, registered May 4, 2018 (-487 days) · channel change inside one enterprise, not a move
Signals
- J•••• R•• G•••• left M••••• S•••••• for V••••••• A•••••••• I••• (registered 2026-02-11)Jun 12, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address