RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• D••••• M•••••••
- B•••••••• I••••••••• M••••••••• L•• asset manager currentsince Aug 11, 2022 · Princeton, Nj
- J••• H•••••• P••••••• F•••••••• S•••••••• L•• BD affiliatedAug 7, 2017 to Jun 29, 2022 · Boston, Ma
- E••••• J•••• national BDMay 9, 2016 to Jun 2, 2017 · Maryland Heights, Mo
- J••• H•••••• P••••••• F•••••••• S•••••••• L•• to B•••••••• I••••••••• M••••••••• L••left Jun 29, 2022, registered Aug 11, 2022 (43 days) · Other
- E••••• J•••• to J••• H•••••• P••••••• F•••••••• S•••••••• L••left Jun 2, 2017, registered Aug 7, 2017 (66 days) · Other
- K••••••• D••••• M••••••• left J••• H•••••• P••••••• F•••••••• S•••••••• L•• for B•••••••• I••••••••• M••••••••• L•• (registered 2022-08-11)Jun 29, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address