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Registered advisor
C•••••• M•••••• L••
Feed of 09/14/2026
Also filed as Mike Law
At current firm
3 y
since May 1, 2023
In the industry
10 y
since Mar 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- K•• I••••••••• S••••••• L•• BD affiliated currentsince May 1, 2023 · Brooklyn, Oh
- P••• A••••• S••••••••• L•• BD affiliatedJul 13, 2021 to May 10, 2023 · Indianapolis, In
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 30, 2020 to May 20, 2021 · Indianapolis, In
- F•••• C•••••• A••••••• S••••••• BD affiliatedMay 9, 2016 to Apr 2, 2020 · Beavercreek, Oh
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to K•• I••••••••• S••••••• L••left May 10, 2023, registered May 1, 2023 (-9 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left May 20, 2021, registered Jul 13, 2021 (54 days) · Affiliated broker-dealer or bank to another
- F•••• C•••••• A••••••• S••••••• to M•• I•••••••• S•••••••• L••left Apr 2, 2020, registered Jun 30, 2020 (89 days) · Affiliated broker-dealer or bank to another
Signals
- C•••••• M•••••• L•• left P••• A••••• S••••••••• L•• for K•• I••••••••• S••••••• L•• (registered 2023-05-01)May 10, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address