N••••••• H•••

• S•••••••• A••••••• L•• national BD current
  since Mar 31, 2025 · Spring, Tx
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Aug 19, 2021 to Mar 31, 2025 · Westlake, Tx
• W•••• F•••• A••••••• wirehouse
  Apr 10, 2017 to Jul 15, 2021 · Houston, Tx
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Jan 18, 2017 to Apr 10, 2017 · The Woodlands, Tx

• F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
  left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Jul 15, 2021, registered Aug 19, 2021 (35 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• F•••• A•••••••
  left Apr 10, 2017, registered Apr 10, 2017 (0 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address