DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••• J••••• B•••••••

C••••• I••••••••• A••••••• L••BD affiliatedHarleysville, Padual registrantIAPD 6630167

Feed of 09/14/2026

Also filed as S••• B•••••••

At current firm

0 y

since May 4, 2026

In the industry

14 y

since Jun 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since May 4, 2026 · Harleysville, Pa
C••••••••• F•••••••• N•••••• national BD
Jan 6, 2025 to May 6, 2026 · Harleysville, Pa
C••• F•••••••• S•••••••• L••• former
Jan 8, 2024 to Oct 17, 2024 · Lansdale, Pa
C•••••• A••••••• BD affiliated
Dec 5, 2016 to Sep 27, 2023 · Fort Washington, Pa
L•••••• I••••••••• independent RIA
Dec 5, 2016 to Sep 27, 2023 · Fort Washington, Pa

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to C••••• I••••••••• A••••••• L••
left May 6, 2026, registered May 4, 2026 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
C••• F•••••••• S•••••••• L••• to C••••••••• F•••••••• N••••••
left Oct 17, 2024, registered Jan 6, 2025 (81 days) · Affiliated broker-dealer or bank to another
C•••••• A••••••• to L•••••• I•••••••••
left Sep 27, 2023, registered Dec 5, 2016 (-2487 days) · Other
L•••••• I••••••••• to C••• F•••••••• S•••••••• L•••
left Sep 27, 2023, registered Jan 8, 2024 (103 days) · RIA to affiliated broker-dealer or bank

Signals

S••• J••••• B••••••• left C••••••••• F•••••••• N•••••• for C••••• I••••••••• A••••••• L•• (registered 2026-05-04)
May 6, 2026 · Advisor changed firm · fact
S••• J••••• B••••••• left C••• F•••••••• S•••••••• L••• for C••••••••• F•••••••• N•••••• (registered 2025-01-06)
Oct 17, 2024 · Advisor changed firm · fact
S••• J••••• B••••••• left L•••••• I••••••••• for C••• F•••••••• S•••••••• L••• (registered 2024-01-08)
Sep 27, 2023 · Advisor changed firm · fact
S••• J••••• B••••••• left C•••••• A••••••• for L•••••• I••••••••• (registered 2016-12-05)
Sep 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address