RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• H•••••
- P•• W••••• M••••••••• BD affiliated currentsince Apr 24, 2026 · Denver, Co
- B•• F•••••••• A••••••• BD affiliatedOct 24, 2022 to Apr 16, 2026 · Denver, Co
- W••••••• F•••••••• S•••••••• I••• formerJul 10, 2018 to Jul 15, 2022 · Golden, Co
- N••• F•••••••• G••••• I••• formerMay 8, 2017 to Jul 10, 2018 · Golden, Co
- B•• F•••••••• A••••••• to P•• W••••• M•••••••••left Apr 16, 2026, registered Apr 24, 2026 (8 days) · Affiliated broker-dealer or bank to another
- W••••••• F•••••••• S•••••••• I••• to B•• F•••••••• A•••••••left Jul 15, 2022, registered Oct 24, 2022 (101 days) · Affiliated broker-dealer or bank to another
- N••• F•••••••• G••••• I••• to W••••••• F•••••••• S•••••••• I•••left Jul 10, 2018, registered Jul 10, 2018 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- R••• H••••• left B•• F•••••••• A••••••• for P•• W••••• M••••••••• (registered 2026-04-24)Apr 16, 2026 · Advisor changed firm · fact
- R••• H••••• left W••••••• F•••••••• S•••••••• I••• for B•• F•••••••• A••••••• (registered 2022-10-24)Jul 15, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address