RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• J•• E•••••••••
- F••••••• independent RIA currentsince Jan 16, 2024 · Portland, Or
- P•••••• formerApr 13, 2023 to Dec 31, 2023 · Portland, Or
- M••••• G••••• A••••••• I••• independent RIAMay 31, 2022 to Mar 27, 2023 · Portland, Or
- C•••• H••• P•••••••• L•• formerJun 5, 2019 to Mar 29, 2022 · Portland, Or
- K•• F•••••••• S•••••••• I•• formerAug 23, 2018 to May 7, 2019 · Portland, Or
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 9, 2017 to Jul 26, 2018 · Lake Oswego, Or
- P•••••• to F•••••••left Dec 31, 2023, registered Jan 16, 2024 (16 days) · Other
- M••••• G••••• A••••••• I••• to P••••••left Mar 27, 2023, registered Apr 13, 2023 (17 days) · RIA to a newly registered adviser
- C•••• H••• P•••••••• L•• to M••••• G••••• A••••••• I•••left Mar 29, 2022, registered May 31, 2022 (63 days) · RIA to RIA
- K•• F•••••••• S•••••••• I•• to C•••• H••• P•••••••• L••left May 7, 2019, registered Jun 5, 2019 (29 days) · Affiliated broker-dealer or bank to independent RIA
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to K•• F•••••••• S•••••••• I••left Jul 26, 2018, registered Aug 23, 2018 (28 days) · Affiliated broker-dealer or bank to another
- A••••• J•• E••••••••• left Pattern for Fruitful (registered 2024-01-16)Dec 31, 2023 · Advisor changed firm · fact
- A••••• J•• E••••••••• left M••••• G••••• A••••••• I••• for Pattern (registered 2023-04-13)Mar 27, 2023 · Advisor changed firm · fact
- A••••• J•• E••••••••• left C•••• H••• P•••••••• L•• for M••••• G••••• A••••••• I••• (registered 2022-05-31)Mar 29, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address