DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Investment Advisor Group

Independent wealth managerCRD 312448SEC 801-120292websiteIAPD
Legal name Clpf LLC
Latest filing Mar 11, 2026
First filing on the tape Jan 8, 2021 · 24 filings
SEC status approved since Feb 8, 2021
RAUM
$81.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$80.7M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$27.0M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$81.0M as of Mar 11, 2026
Mar 15, 2022$174M then
HNW client RAUM$41.6M as of Mar 11, 2026
Mar 15, 2022$123M then
State-registered IARs (5.B.3)3 as of Mar 11, 2026
Mar 15, 202215 then
Employees (5.A)3 as of Mar 11, 2026
Mar 15, 202215 then
Private funds: no history
RAUM +12% over the last fiscal year+1.1% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$27.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
41derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.2MderivedHNW RAUM over HNW clients
Average account
$331,787derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-3.9%derived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publicationsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$41.6M51%
  • Individuals$39.1M48%
  • Charitable organizations$212,0040.3%
Individual clients
113reported
HNW clients
10reported
Pension plan clients
n/areported
Charitable clients
1reported
Accounts
244reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Christopher Lee PriceChartered Financial ConsultantHancock, NyFeb 18, 202124 y1
Eugene William NovitskiCertified Financial PlannerSaint Augustine, Fl Feb 22, 202146 y1
Paul F. KohnHancock, Ny Feb 23, 202116 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Lee Christopher Price · Ceo/Ccocontrol
    since 12/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Hancock, Ny300
Offices
Schedule D 1.F, the 25 largest
  • , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • HNW share shiftChange between filings · filing Mar 11, 2026
    HNW share of RAUM moved from 68.0% to 51.0% between the annual amendments of 2025-03-19 and 2026-03-11
    peers: independent wealth managers, under $100M (704)
How anomalies are measured
What changed
consecutive filings, newest first
  • Accounts · 259 to 244
    Sep 30, 2025 to Mar 11, 2026
  • HNW clients · 8 to 10
    Sep 30, 2025 to Mar 11, 2026
  • Individual clients · 120 to 113
    Sep 30, 2025 to Mar 11, 2026
  • Discretionary RAUM · $72.0M to $80.6M
    Sep 30, 2025 to Mar 11, 2026
  • HNW RAUM · $48.8M to $41.6M
    Sep 30, 2025 to Mar 11, 2026
  • Individual RAUM · $23.3M to $39.1M
    Sep 30, 2025 to Mar 11, 2026
  • Non-discretionary RAUM · $274,231 to $350,400
    Sep 30, 2025 to Mar 11, 2026
  • RAUM · $72.3M to $81.0M
    Sep 30, 2025 to Mar 11, 2026
  • Financial planning clients · 1-10 to 1-10
    Mar 19, 2025 to Jun 13, 2025
  • Accounts · 170 to 259
    Feb 27, 2024 to Mar 19, 2025
  • Corporate clients · 1.0 to unset
    Feb 27, 2024 to Mar 19, 2025
  • HNW clients · 9 to 8
    Feb 27, 2024 to Mar 19, 2025
  • Individual clients · 159 to 120
    Feb 27, 2024 to Mar 19, 2025
  • HQ city · unset to
    Feb 27, 2024 to Mar 19, 2025
  • HQ state · unset to
    Feb 27, 2024 to Mar 19, 2025
  • Discretionary RAUM · $69.8M to $72.0M
    Feb 27, 2024 to Mar 19, 2025
  • HNW RAUM · $31.1M to $48.8M
    Feb 27, 2024 to Mar 19, 2025
  • Individual RAUM · $28.8M to $23.3M
    Feb 27, 2024 to Mar 19, 2025
  • Non-discretionary RAUM · $217,137 to $274,231
    Feb 27, 2024 to Mar 19, 2025
  • RAUM · $70.0M to $72.3M
    Feb 27, 2024 to Mar 19, 2025
  • Accounts · 202 to 170
    Jan 18, 2024 to Feb 27, 2024
  • Charity clients · unset to 1.0
    Jan 18, 2024 to Feb 27, 2024
  • Corporate clients · unset to 1.0
    Jan 18, 2024 to Feb 27, 2024
  • HNW clients · 15 to 9
    Jan 18, 2024 to Feb 27, 2024
  • Individual clients · 187 to 159
    Jan 18, 2024 to Feb 27, 2024
  • Financial planning clients · 251-500 to 1-10
    Jan 18, 2024 to Feb 27, 2024
  • Discretionary RAUM · $78.2M to $69.8M
    Jan 18, 2024 to Feb 27, 2024
  • HNW RAUM · $42.5M to $31.1M
    Jan 18, 2024 to Feb 27, 2024
  • Individual RAUM · $27.0M to $28.8M
    Jan 18, 2024 to Feb 27, 2024
  • Non-discretionary RAUM · $154,107 to $217,137
    Jan 18, 2024 to Feb 27, 2024
  • RAUM · $78.3M to $70.0M
    Jan 18, 2024 to Feb 27, 2024
  • Related adviser · true to false
    Dec 8, 2023 to Jan 18, 2024
  • Other offices · 9 to 2
    Nov 29, 2023 to Dec 8, 2023
  • Advisory employees · 10 to 3
    May 1, 2023 to Nov 29, 2023
  • Employees · 10 to 3
    May 1, 2023 to Nov 29, 2023
  • Insurance-licensed employees · 1 to 0
    May 1, 2023 to Nov 29, 2023
  • State-registered IARs · 10 to 3
    May 1, 2023 to Nov 29, 2023
  • Advisory employees · 9 to 10
    Mar 13, 2023 to May 1, 2023
  • Employees · 9 to 10
    Mar 13, 2023 to May 1, 2023
  • State-registered IARs · 9 to 10
    Mar 13, 2023 to May 1, 2023
Signals
17 dated events
  • Investment Advisor Group reported 2 offices beyond its principal office, down from 9 (2023-11-29 to 2023-12-08)
    Dec 8, 2023 · Office count change · derived
  • Paul Woodson Abele left Investment Advisor Group for Canterbury Investment Advisors Llc (registered 2023-10-03)
    Oct 2, 2023 · Advisor changed firm · fact
  • Investment Advisor Group reported 8 offices beyond its principal office, down from 13 (2023-02-06 to 2023-03-13)
    Mar 13, 2023 · Office count change · derived
  • Eric Christopher Jackson left Investment Advisor Group for Best Life Infinity, Llc (registered 2022-10-28)
    Jan 10, 2023 · Advisor changed firm · fact
  • Heather Joan Thompson left Investment Advisor Group for Best Life Infinity, Llc (registered 2023-01-03)
    Dec 31, 2022 · Advisor changed firm · fact
  • Clark Paul Milner left Investment Advisor Group for Best Life Infinity, Llc (registered 2023-01-03)
    Dec 31, 2022 · Advisor changed firm · fact
  • Gavin Michael Ganzkow left Investment Advisor Group for Best Life Infinity, Llc (registered 2023-07-12)
    Dec 31, 2022 · Advisor changed firm · fact
  • Magan Kaur Zavislak left Investment Advisor Group for Best Life Infinity, Llc (registered 2024-06-11)
    Dec 31, 2022 · Advisor changed firm · fact
  • Roger Alan Nicholls left Investment Advisor Group for Best Life Infinity, Llc (registered 2023-01-10)
    Dec 31, 2022 · Advisor changed firm · fact
  • 2 advisors left Investment Advisor Group (Hancock, NY) for Best Life Infinity, LLC on the same day
    Dec 31, 2022 · Team lift-out · derived
  • Manuel A. Martinez left Investment Advisor Group for Charleston Wealth Advisors (registered 2022-06-03)
    Dec 5, 2022 · Advisor changed firm · fact
  • Katherine Nicole Phillips left Investment Advisor Group for Practicecfo Investments (registered 2022-06-22)
    Apr 15, 2022 · Advisor changed firm · fact
  • David Jeffrey Armbruster left Investment Advisor Group for Strategic Blueprint, Llc (registered 2022-04-01)
    Apr 15, 2022 · Advisor changed firm · fact
  • John David Danzer left Investment Advisor Group for Pinnacle Investments, Llc (registered 2022-01-20)
    Feb 8, 2022 · Advisor changed firm · fact
  • Investment Advisor Group reported 15 offices beyond its principal office, up from 0 (2021-05-19 to 2021-09-30)
    Sep 30, 2021 · Office count change · derived
  • Investment Advisor Group reported 17 state-registered advisory representatives, up from 1 (2021-03-16 to 2021-05-19)
    May 19, 2021 · Advisor headcount change · derived
  • Investment Advisor Group filed its initial SEC registration (Form ADV)
    Jan 8, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
investmentadvisorgroup.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
607-930-4338reportedpublic record, Form ADV, Mar 11, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$27.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026