RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M••••••• H•••
- D••• D••••••• • C•• independent RIA currentsince Nov 17, 2021 · Seattle, Wa
- J••• H•••••• I••••••••• M••••••••• L•• asset managerSep 12, 2019 to Nov 17, 2021 · Boston, Ma
- E••••• J•••• national BDAug 15, 2017 to Aug 7, 2019 · Woodstock, Il
- J••• H•••••• I••••••••• M••••••••• L•• to D••• D••••••• • C••left Nov 17, 2021, registered Nov 17, 2021 (0 days) · Other
- E••••• J•••• to J••• H•••••• I••••••••• M••••••••• L••left Aug 7, 2019, registered Sep 12, 2019 (36 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address