RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• J•••• P••••••••
- U••• I••••••••• S••••••• C•••••• no RAUM currentsince Feb 5, 2026 · San Antonio, Tx
- P•••••••• S••••••••• I••• BD affiliatedJul 3, 2024 to Oct 17, 2025 · Tampa, Fl
- M••••• S•••••• wirehouseAug 24, 2018 to Apr 27, 2023 · Mount Laurel, Nj
- P•••••••• S••••••••• I••• to U••• I••••••••• S••••••• C••••••left Oct 17, 2025, registered Feb 5, 2026 (111 days) · Other
- M••••• S•••••• to P•••••••• S••••••••• I•••left Apr 27, 2023, registered Jul 3, 2024 (433 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• J•••• P•••••••• left P•••••••• S••••••••• I••• for U••• I••••••••• S••••••• C•••••• (registered 2026-02-05)Oct 17, 2025 · Advisor changed firm · fact
- M••••• J•••• P•••••••• left M••••• S•••••• for P•••••••• S••••••••• I••• (registered 2024-07-03)Apr 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address