DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

W•••••• E• M•••••••

F•••• P••••••• W•••••• L••independent RIANeedham, MaIA-onlyIAPD 6650350

Certified Financial Planner · Chartered Financial Analyst

Feed of 09/14/2026

Also filed as W•••••• Edward M•••••••

At current firm

0 y

since May 28, 2026

In the industry

13 y

since May 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• P••••••• W•••••• L•• independent RIA current
since May 28, 2026 · Needham, Ma
C••••••• P•••••••• A••••••• L•• bank affiliated
Oct 14, 2025 to May 12, 2026 · Westford, Ma
C••••••• G••••• L•• other
Apr 12, 2023 to Oct 7, 2025 · Salt Lake City, Ut
S•• W••••• independent RIA
Jun 28, 2022 to Apr 25, 2023 · Newton, Ma
S•• I••••••••• S••••••• I••• former
Apr 28, 2020 to Jul 29, 2022 · Newton, Ma
M•• I•••••••• S•••••••• L•• BD affiliated
Mar 9, 2020 to Apr 21, 2020 · Needham, Ma

Moves

a registration end followed by a registration begin elsewhere

C••••••• P•••••••• A••••••• L•• to F•••• P••••••• W•••••• L••
left May 12, 2026, registered May 28, 2026 (16 days) · RIA to RIA
C••••••• G••••• L•• to C••••••• P•••••••• A••••••• L••
left Oct 7, 2025, registered Oct 14, 2025 (7 days) · Other
S•• W••••• to C••••••• G••••• L••
left Apr 25, 2023, registered Apr 12, 2023 (-13 days) · Other
S•• I••••••••• S••••••• I••• to S•• W•••••
left Jul 29, 2022, registered Jun 28, 2022 (-31 days) · corporate re-registration, not a move
M•• I•••••••• S•••••••• L•• to S•• I••••••••• S••••••• I•••
left Apr 21, 2020, registered Apr 28, 2020 (7 days) · Affiliated broker-dealer or bank to independent RIA

Signals

W•••••• E• M••••••• left C••••••• P•••••••• A••••••• L•• for F•••• P••••••• W•••••• L•• (registered 2026-05-28)
May 12, 2026 · Advisor changed firm · fact
W•••••• E• M••••••• left C••••••• G••••• L•• for C••••••• P•••••••• A••••••• L•• (registered 2025-10-14)
Oct 7, 2025 · Advisor changed firm · fact
W•••••• E• M••••••• left S•• W••••• for C••••••• G••••• L•• (registered 2023-04-12)
Apr 25, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address