DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Craig Jahncke Mcgrath

LPL Financial LLCBD affiliatedBrookfield, Wi dual registrantIAPD 6662883

Feed of 09/14/2026

Also filed as Craig Jahncke Mcgrath

At current firm

3 y

since Jul 19, 2023

In the industry

10 y

since May 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jul 19, 2023 · Brookfield, Wi
Bancwest Investment Services, Inc. (Bwis) former
Feb 23, 2022 to Jul 19, 2023 · Tempe, Az
Vanguard Advisers, Inc. BD affiliated
Sep 17, 2021 to Feb 17, 2022 · Scottsdale, Az
Independent Financial Group, LLC BD affiliated
Jan 4, 2021 to May 28, 2021 · Long Beach, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Dec 5, 2018 to Dec 11, 2020 · New York, Ny
First Command Advisory Services BD affiliated
Dec 19, 2016 to Nov 15, 2018 · Garden Grove, Ca

Moves

a registration end followed by a registration begin elsewhere

Bancwest Investment Services, Inc. (Bwis) to LPL Financial LLC
left Jul 19, 2023, registered Jul 19, 2023 (0 days) · corporate re-registration, not a move
Vanguard Advisers, Inc. to Bancwest Investment Services, Inc. (Bwis)
left Feb 17, 2022, registered Feb 23, 2022 (6 days) · Affiliated broker-dealer or bank to another
Independent Financial Group, LLC to Vanguard Advisers, Inc.
left May 28, 2021, registered Sep 17, 2021 (112 days) · Affiliated broker-dealer or bank to another
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Independent Financial Group, LLC
left Dec 11, 2020, registered Jan 4, 2021 (24 days) · Wirehouse to independent RIA
First Command Advisory Services to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Nov 15, 2018, registered Dec 5, 2018 (20 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Craig Jahncke Mcgrath left Vanguard Advisers, Inc. for Bancwest Investment Services, Inc. (Bwis) (registered 2022-02-23)
Feb 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address