RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••• E•••••••• K•••••••
- F•••••••• G••••• I••••••••• M••••••••• C•••• asset manager currentsince Aug 17, 2021 · New York, Ny
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset manager currentsince Apr 13, 2021 · Boston, Ma
- F•••••••• S••••••••• C•••• no RAUM currentsince Mar 4, 2021 · Pittsburgh, Pa
- F•••••••• I••••••••• C••••••••• institutional currentsince Mar 4, 2021 · Pittsburgh, Pa
- N•••••••• B••••• B• L•• no RAUMJul 24, 2018 to Feb 24, 2021 · New York, Ny
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset managerSep 21, 2016 to Jul 10, 2018 · Boston, Ma
- F•••••••• I••••••••• C••••••••• institutionalSep 16, 2016 to Jul 10, 2018 · Pittsburgh, Pa
- F•••••••• S••••••••• C•••• no RAUMSep 16, 2016 to Jul 10, 2018 · Pittsburgh, Pa
- N•••••••• B••••• B• L•• to F•••••••• S••••••••• C••••left Feb 24, 2021, registered Mar 4, 2021 (8 days) · Other
- F•••••••• I••••••••• C••••••••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••left Jul 10, 2018, registered Sep 21, 2016 (-657 days) · channel change inside one enterprise, not a move
- F•••••••• S••••••••• C•••• to F•••••••• I••••••••• C•••••••••left Jul 10, 2018, registered Sep 16, 2016 (-662 days) · channel change inside one enterprise, not a move
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to N•••••••• B••••• B• L••left Jul 10, 2018, registered Jul 24, 2018 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address