L•••• J••••• H••••••

M••••• S••••••wirehouseWayzata, Mn dual registrantIAPD 6669153

Feed of 09/15/2026

Also filed as Lucas Hemling

At current firm

3 y

since Oct 21, 2022

In the industry

10 y

since Sep 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Oct 21, 2022 · Wayzata, Mn
C••••••••• F•••••••• N•••••• national BD
Sep 1, 2021 to Sep 30, 2022 · Bloomington, Mn
T••••••• I••••••••• M••••••••• I••• BD affiliated
Oct 15, 2019 to Sep 3, 2021 · Appleton, Wi

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to M••••• S••••••
left Sep 30, 2022, registered Oct 21, 2022 (21 days) · Affiliated broker-dealer or bank to wirehouse
T••••••• I••••••••• M••••••••• I••• to C••••••••• F•••••••• N••••••
left Sep 3, 2021, registered Sep 1, 2021 (-2 days) · Affiliated broker-dealer or bank to another

Signals

L•••• J••••• H•••••• left C••••••••• F•••••••• N•••••• for M••••• S•••••• (registered 2022-10-21)
Sep 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address