DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Empower Wealth Management
Legal name Donato Wealth Management, Pllc
Latest filing Aug 27, 2026
First filing on the tape Oct 16, 2020 · 16 filings
SEC status approved since Nov 13, 2020
RAUM
$349M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$349M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$43.7M
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$349M as of Aug 27, 2026
Mar 31, 2021$104M then
HNW client RAUM$253M as of Aug 27, 2026
Mar 31, 2021$10.2M then
State-registered IARs (5.B.3)8 as of Aug 27, 2026
Mar 31, 20212 then
Employees (5.A)8 as of Aug 27, 2026
Mar 31, 20212 then
Private funds: no history
RAUM +74% over the last fiscal year+44% a year over threeIARs 2 to 8offices 1 to 3
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $43.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 69derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $218,472derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +74%derivedbetween the last two annual amendments
- Advisor growth, one year
- +150%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +32%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Custody
- $525,847, 310 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$253M72%
- Individuals$96.1M28%
- Individual clients
- 350reported
- HNW clients
- 201reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,599reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $525,847 for 310 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Philip Donato Capriotti | Cedar Park, Tx | Nov 13, 2020 | 18 y | 1 |
| Philip Donato Capriotti | Cedar Park, Tx | Nov 13, 2020 | 21 y | 1 |
| Stuart Hope | Cedar Park, Tx | Mar 10, 2025 | 12 y | 0 |
| Henry George LandeCertified Financial Planner | Cedar Park, Tx | Oct 1, 2025 | 12 y | 3 |
| John Solyman | Cedar Park, Tx | Oct 2, 2025 | 9 y | 5 |
| William Robson TippsCertified Financial Planner | Cedar Park, Tx | Jul 16, 2026 | 12 y | 2 |
| Lisa Ann Capriotti | Georgetown, Tx | Aug 27, 2026 | 12 y | 1 |
| Robert Lawrence Gouthro | Cedar Park, Tx | Aug 27, 2026 | 11 y | 0 |
Advisor movement
0 left, 4 joined in 12 months
net +4 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Joseph W Jeffers to Park Avenue Securities LLCJan 27, 2023 · RIA to affiliated broker-dealer or bank
Joined, latest
- Lisa Ann Capriotti from LPL Financial LLCAug 27, 2026 · Other
- William Robson Tipps from Charles Schwab & Co., Inc.Jul 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- John Solyman from Valic Financial Advisors, Inc.Oct 2, 2025 · Affiliated broker-dealer or bank to independent RIA
- Henry George Lande from Integra Global Advisors LLCOct 1, 2025 · RIA to RIA
- Joseph W Jeffers from Edward JonesOct 4, 2022 · Affiliated broker-dealer or bank to independent RIA
- Philip Donato Capriotti from Foundations Investment Advisors LLCNov 13, 2020 · RIA to a newly registered adviser
- Philip Donato Capriotti from Foundations Investment Advisors LLCNov 13, 2020 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Donato Philip Capriotti · Managing Member/Ceo/Chief Compliance Officercontrolsince 02/2016 · owns 75% or more
Related persons
Schedule D 7.A
- Senior Tax & Insurance Advisors, Pllcinsurancereal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cedar Park, Tx · principal | 8 | 5 | 0 | ||
| Georgetown, Tx | 2 | 2 | 0 | ||
| Horseshoe Bay, Tx | 2 | 2 | 0 | ||
| Lakeway, Tx | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Horseshoe Bay, TX2 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 24, 2026HNW share of RAUM moved from 36.0% to 72.0% between the annual amendments of 2025-04-22 and 2026-03-24peers: independent wealth managers, $100M to $500M (5,676)
- RAUM up 50 %Change between filings · filing Mar 24, 2026RAUM (Item 5.F) moved from $200,249,875 to $349,336,470 (+74.0%) between the annual amendments of 2025-04-22 and 2026-03-24; the peer median change was +15.0% (4551 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 98% percentile
What changed
consecutive filings, newest first
- Advisory employees · 5 to 8Mar 24, 2026 to Aug 27, 2026
- Employees · 5 to 8Mar 24, 2026 to Aug 27, 2026
- State-registered IARs · 5 to 8Mar 24, 2026 to Aug 27, 2026
- Other offices · 2 to 3Mar 24, 2026 to Aug 27, 2026
- Accounts · 1,161 to 1,599Nov 24, 2025 to Mar 24, 2026
- Advisory employees · 2 to 5Nov 24, 2025 to Mar 24, 2026
- HNW clients · 42 to 201Nov 24, 2025 to Mar 24, 2026
- Individual clients · 376 to 350Nov 24, 2025 to Mar 24, 2026
- Assets in custody · unset to 525847.0Nov 24, 2025 to Mar 24, 2026
- Custody of client assets · false to trueNov 24, 2025 to Mar 24, 2026
- Employees · 2 to 5Nov 24, 2025 to Mar 24, 2026
- State-registered IARs · 2 to 5Nov 24, 2025 to Mar 24, 2026
- Discretionary RAUM · $200M to $342MNov 24, 2025 to Mar 24, 2026
- HNW RAUM · $72.3M to $253MNov 24, 2025 to Mar 24, 2026
- Individual RAUM · $128M to $96.1MNov 24, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $0 to $6.9MNov 24, 2025 to Mar 24, 2026
- RAUM · $200M to $349MNov 24, 2025 to Mar 24, 2026
- Other offices · 1 to 2Apr 22, 2025 to Nov 24, 2025
- Accounts · 1,035 to 1,161Oct 30, 2024 to Apr 22, 2025
- HNW clients · 24 to 42Oct 30, 2024 to Apr 22, 2025
- Individual clients · 346 to 376Oct 30, 2024 to Apr 22, 2025
- Financial planning clients · 251-500 to 251-500Oct 30, 2024 to Apr 22, 2025
- Discretionary RAUM · $146M to $200MOct 30, 2024 to Apr 22, 2025
- HNW RAUM · $38.4M to $72.3MOct 30, 2024 to Apr 22, 2025
- Individual RAUM · $108M to $128MOct 30, 2024 to Apr 22, 2025
- RAUM · $146M to $200MOct 30, 2024 to Apr 22, 2025
- Accounts · 999 to 1,035Mar 22, 2024 to Mar 27, 2024
- Advisory employees · 3 to 2Mar 22, 2024 to Mar 27, 2024
- HNW clients · 27 to 24Mar 22, 2024 to Mar 27, 2024
- Individual clients · 490 to 346Mar 22, 2024 to Mar 27, 2024
- Employees · 3 to 2Mar 22, 2024 to Mar 27, 2024
- State-registered IARs · 3 to 2Mar 22, 2024 to Mar 27, 2024
- Discretionary RAUM · $116M to $146MMar 22, 2024 to Mar 27, 2024
- HNW RAUM · $28.2M to $38.4MMar 22, 2024 to Mar 27, 2024
- Individual RAUM · $88.1M to $108MMar 22, 2024 to Mar 27, 2024
- RAUM · $116M to $146MMar 22, 2024 to Mar 27, 2024
- Other offices · 0 to 1Mar 24, 2023 to Mar 22, 2024
- Accounts · 384 to 999Jan 18, 2023 to Mar 24, 2023
- Advisory employees · 2 to 3Jan 18, 2023 to Mar 24, 2023
- Business name · DONATO WEALTH MANAGEMENT, PLLC to EMPOWER WEALTH MANAGEMENTJan 18, 2023 to Mar 24, 2023
Signals
3 dated events
- Empower Wealth Management reported RAUM $349.3M, up 74% from $200.2M (2025-11-24 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
- Joseph W Jeffers left Empower Wealth Management for Park Avenue Securities Llc (registered 2023-04-17)Jan 27, 2023 · Advisor changed firm · fact
- Donato Wealth Management, Pllc filed its initial SEC registration (Form ADV)Oct 16, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- inform@empoweringretirement.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 512-833-6557reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 830-265-6557reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/empower-wealth-tax-pllcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- empoweringretirement.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 512-833-6557reportedpublic record, Form ADV, Aug 27, 2026
- Contact form
- empoweringretirement.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- empoweringretirement.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $43.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026