RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• J••••• M••••
- S•• I••••••••• M••••••••• C••• mixed wealth currentsince Sep 10, 2025 · Oaks, Pa
- C•••••• C••••• G••••• I••• no RAUMJul 26, 2019 to Sep 7, 2025 · Carmel, In
- E••••• J•••• national BDNov 14, 2016 to Jul 10, 2019 · Van Buren, Ar
- C•••••• C••••• G••••• I••• to S•• I••••••••• M••••••••• C•••left Sep 7, 2025, registered Sep 10, 2025 (3 days) · Other
- E••••• J•••• to C•••••• C••••• G••••• I•••left Jul 10, 2019, registered Jul 26, 2019 (16 days) · Other
- T•••• J••••• M•••• left C•••••• C••••• G••••• I••• for S•• I••••••••• M••••••••• C••• (registered 2025-09-10)Sep 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address