DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Faith Gabrielle Fletcher
At current firm
0 y
since Mar 2, 2026
In the industry
10 y
since Jul 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Mar 2, 2026 · Atlanta, Ga
- Transamerica Retirement Advisors, LLC BD affiliatedFeb 6, 2025 to Aug 15, 2025 · Atlanta, Ga
- J.P. Morgan Securities LLC wirehouseSep 8, 2022 to Nov 16, 2024 · Atlanta, Ga
- Morgan Stanley wirehouseOct 9, 2018 to Aug 20, 2021 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Transamerica Retirement Advisors, LLC to Morgan Stanleyleft Aug 15, 2025, registered Mar 2, 2026 (199 days) · Affiliated broker-dealer or bank to wirehouse
- J.P. Morgan Securities LLC to Transamerica Retirement Advisors, LLCleft Nov 16, 2024, registered Feb 6, 2025 (82 days) · Wirehouse to affiliated broker-dealer or bank
- Morgan Stanley to J.P. Morgan Securities LLCleft Aug 20, 2021, registered Sep 8, 2022 (384 days) · Wirehouse to wirehouse
Signals
- Faith G Fletcher left Transamerica Retirement Advisors, Llc for Morgan Stanley (registered 2026-03-02)Aug 15, 2025 · Advisor changed firm · fact
- Faith G Fletcher left J.P. Morgan Securities Llc for Transamerica Retirement Advisors, Llc (registered 2025-02-06)Nov 16, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address