DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

Y•••••• S• F••••••

J••• M••••• S••••••••• L••wirehousePlano, Txdual registrantIAPD 6704884

Feed of 09/14/2026

Also filed as Yasmeen Sh'Vai Frazier

At current firm

0 y

since Apr 23, 2026

In the industry

11 y

since Jul 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Apr 23, 2026 · Plano, Tx
T••••••• I••••••••• M••••••••• I••• BD affiliated
Sep 19, 2025 to Apr 16, 2026 · Plano, Tx
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Apr 4, 2025 · Boston, Ma
F••••••• P••••••• A•• W•••••••• A••••••• former
Nov 22, 2021 to Mar 31, 2025 · Plano, Tx
J••• M••••• S••••••••• L•• wirehouse
Mar 3, 2020 to Aug 13, 2020 · San Antonio, Tx
C•••••• S••••• • C••• I••• national BD
Dec 13, 2018 to Jan 22, 2020 · Fort Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

T••••••• I••••••••• M••••••••• I••• to J••• M••••• S••••••••• L••
left Apr 16, 2026, registered Apr 23, 2026 (7 days) · Affiliated broker-dealer or bank to wirehouse
S•••••••• A••••••• L•• to T••••••• I••••••••• M••••••••• I•••
left Apr 4, 2025, registered Sep 19, 2025 (168 days) · Affiliated broker-dealer or bank to another · moved with a team
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
J••• M••••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Aug 13, 2020, registered Nov 22, 2021 (466 days) · Wirehouse to affiliated broker-dealer or bank
C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••
left Jan 22, 2020, registered Mar 3, 2020 (41 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Y•••••• S• F•••••• left T••••••• I••••••••• M••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2026-04-23)
Apr 16, 2026 · Advisor changed firm · fact
Y•••••• S• F•••••• left S•••••••• A••••••• L•• for T••••••• I••••••••• M••••••••• I••• (registered 2025-09-19)
Apr 4, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address