RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• R••
- M•• C•••••• M••••••••• L•• independent RIA currentsince Nov 12, 2025 · Los Angeles, Ca
- E•••• A••••••• independent RIAMay 16, 2022 to Sep 4, 2026 · Los Angeles, Ca
- M••••• S•••••• wirehouseJul 1, 2019 to Jun 9, 2021 · San Francisco, Ca
- J••• M••••• S••••••••• L•• wirehouseMay 30, 2019 to Jul 3, 2019 · San Francisco, Ca
- E•••• A••••••• to M•• C•••••• M••••••••• L••left Sep 4, 2026, registered Nov 12, 2025 (-296 days) · corporate re-registration, not a move
- M••••• S•••••• to E•••• A•••••••left Jun 9, 2021, registered May 16, 2022 (341 days) · Wirehouse to independent RIA
- J••• M••••• S••••••••• L•• to M••••• S••••••left Jul 3, 2019, registered Jul 1, 2019 (-2 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address