RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• R•••••
- S••• W••••• L•• BD affiliated currentsince Nov 12, 2025 · Jacksonville, Fl
- E••••• J•••• national BDJul 27, 2023 to Oct 22, 2025 · Jacksonville, Fl
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedJul 6, 2020 to May 25, 2023 · Colorado Springs, Co
- E••••• J•••• to S••• W••••• L••left Oct 22, 2025, registered Nov 12, 2025 (21 days) · Affiliated broker-dealer or bank to another
- T• R••• P•••• A••••••• S•••••••• I••• to E••••• J••••left May 25, 2023, registered Jul 27, 2023 (63 days) · RIA to affiliated broker-dealer or bank
- D••••• R••••• left E••••• J•••• for S••• W••••• L•• (registered 2025-11-12)Oct 22, 2025 · Advisor changed firm · fact
- D••••• R••••• left T• R••• P•••• A••••••• S•••••••• I••• for E••••• J•••• (registered 2023-07-27)May 25, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address