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Registered advisor
E•••• S•••••
Feed of 09/15/2026
Also filed as Eli S•••••
At current firm
4 y
since Jul 21, 2022
In the industry
10 y
since Sep 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jul 21, 2022 · San Diego, Ca
- U•• F•••••••• S••••••• I••• wirehouseApr 11, 2022 to Jul 5, 2022 · San Diego, Ca
- J••• M••••• S••••••••• L•• wirehouseJul 3, 2019 to Apr 7, 2022 · Santee, Ca
- F•••• C•••••• A••••••• S••••••• BD affiliatedJul 12, 2017 to Apr 25, 2019 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to E•••••• A••••••• G••••• L••left Jul 5, 2022, registered Jul 21, 2022 (16 days) · Wirehouse to affiliated broker-dealer or bank
- J••• M••••• S••••••••• L•• to U•• F•••••••• S••••••• I•••left Apr 7, 2022, registered Apr 11, 2022 (4 days) · Wirehouse to wirehouse
- F•••• C•••••• A••••••• S••••••• to J••• M••••• S••••••••• L••left Apr 25, 2019, registered Jul 3, 2019 (69 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- E•••• S••••• left U•• F•••••••• S••••••• I••• for E•••••• A••••••• G••••• L•• (registered 2022-07-21)Jul 5, 2022 · Advisor changed firm · fact
- E•••• S••••• left J••• M••••• S••••••••• L•• for U•• F•••••••• S••••••• I••• (registered 2022-04-11)Apr 7, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address