RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• R•••••• H•••
- T••••• W•••••• L••••• independent RIA currentsince Nov 1, 2022 · Scottsdale, Az
- F••••• I••••••••• independent RIAApr 23, 2020 to Oct 7, 2022 · Plano, Tx
- M••••• G••••• A••••••• I••• independent RIAJan 29, 2018 to Jan 22, 2019 · Austin, Tx
- M••••• • C•• A•••• M••••••••• unclassifiedOct 6, 2016 to Mar 22, 2018 · Austin, Tx
- F••••• I••••••••• to T••••• W•••••• L•••••left Oct 7, 2022, registered Nov 1, 2022 (25 days) · RIA to RIA
- M••••• G••••• A••••••• I••• to F••••• I•••••••••left Jan 22, 2019, registered Apr 23, 2020 (457 days) · RIA to RIA
- M••••• • C•• A•••• M••••••••• to M••••• G••••• A••••••• I•••left Mar 22, 2018, registered Jan 29, 2018 (-52 days) · Other
- C••• R•••••• H••• left F••••• I••••••••• for T••••• W•••••• L••••• (registered 2022-11-01)Oct 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address