DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R••• K•••••
Feed of 09/14/2026
Also filed as R••• K•••••
At current firm
0 y
since Dec 10, 2025
In the industry
10 y
since Jun 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Dec 10, 2025 · Phoenix, Az
- J••• M••••• S••••••••• L•• wirehouseAug 9, 2022 to Nov 2, 2025 · Tempe, Az
- M••••• S•••••• wirehouseOct 10, 2018 to Jun 30, 2021 · Gilbert, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 13, 2017 to Oct 10, 2018 · Chandler, Az
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to S••••• W••••• A•••••••• I•••left Nov 2, 2025, registered Dec 10, 2025 (38 days) · Other
- M••••• S•••••• to J••• M••••• S••••••••• L••left Jun 30, 2021, registered Aug 9, 2022 (405 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Oct 10, 2018, registered Oct 10, 2018 (0 days) · Wirehouse to wirehouse · moved with a team
Signals
- R••• K••••• left J••• M••••• S••••••••• L•• for S••••• W••••• A•••••••• I••• (registered 2025-12-10)Nov 2, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address