RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• D••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 15, 2026 · Fort Mill, Sc
- N••••••••• S••••••••• L•• no RAUMAug 9, 2021 to Apr 13, 2026 · Columbus, Oh
- N••••••••• I••••••••• A•••••••• L•• BD affiliatedApr 12, 2018 to Aug 5, 2021 · Columbus, Oh
- J••• M••••• S••••••••• L•• wirehouseDec 20, 2016 to Apr 10, 2018 · Westerville, Oh
- N••••••••• S••••••••• L•• to L•• F•••••••• L••left Apr 13, 2026, registered Apr 15, 2026 (2 days) · Other
- N••••••••• I••••••••• A•••••••• L•• to N••••••••• S••••••••• L••left Aug 5, 2021, registered Aug 9, 2021 (4 days) · Other
- J••• M••••• S••••••••• L•• to N••••••••• I••••••••• A•••••••• L••left Apr 10, 2018, registered Apr 12, 2018 (2 days) · Wirehouse to affiliated broker-dealer or bank
- T•••••• D•••• left N••••••••• S••••••••• L•• for L•• F•••••••• L•• (registered 2026-04-15)Apr 13, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address