DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V•••••• M••• J•••••••••

K••••• A••••••• S•••••••• L••BD affiliatedAustin, Tx dual registrantIAPD 6722316

Certified Financial Planner

Feed of 09/15/2026

Also filed as Vinny J•••••••••

At current firm

0 y

since Jan 8, 2026

In the industry

30 y

since Oct 1, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K••••• A••••••• S•••••••• L•• BD affiliated current
since Jan 8, 2026 · Austin, Tx
C••••••••• F•••••••• N•••••• national BD
Dec 12, 2022 to Jan 6, 2026 · Islamorada, Fl
G••••••• A•••••••• L•• independent RIA
Aug 18, 2020 to Dec 15, 2022 · Arden Hills, Mn
M••••• S•••••• wirehouse
Mar 3, 2017 to Apr 23, 2020 · Boca Raton, Fl

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to K••••• A••••••• S•••••••• L••
left Jan 6, 2026, registered Jan 8, 2026 (2 days) · Affiliated broker-dealer or bank to another · moved with a team
G••••••• A•••••••• L•• to C••••••••• F•••••••• N••••••
left Dec 15, 2022, registered Dec 12, 2022 (-3 days) · RIA to affiliated broker-dealer or bank
M••••• S•••••• to G••••••• A•••••••• L••
left Apr 23, 2020, registered Aug 18, 2020 (117 days) · Wirehouse to independent RIA

Signals

V•••••• M••• J••••••••• left C••••••••• F•••••••• N•••••• for K••••• A••••••• S•••••••• L•• (registered 2026-01-08)
Jan 6, 2026 · Advisor changed firm · fact
V•••••• M••• J••••••••• left G••••••• A•••••••• L•• for C••••••••• F•••••••• N•••••• (registered 2022-12-12)
Dec 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address