RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• A• V••••••••
- T••••••• I••••••••• M••••••••• I••• BD affiliated currentsince Jul 14, 2026 · Frederick, Md
- V•••• F•••••••• A•••••••• I••• BD affiliatedMay 12, 2025 to May 12, 2026 · Linthicum Heights, Md
- E•••••••• A•••••••• L•• national BDJul 21, 2023 to Mar 6, 2025 · Frederick, Md
- E••••• J•••• national BDJul 11, 2017 to Jun 5, 2023 · Frederick, Md
- V•••• F•••••••• A•••••••• I••• to T••••••• I••••••••• M••••••••• I•••left May 12, 2026, registered Jul 14, 2026 (63 days) · Affiliated broker-dealer or bank to another
- E•••••••• A•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Mar 6, 2025, registered May 12, 2025 (67 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to E•••••••• A•••••••• L••left Jun 5, 2023, registered Jul 21, 2023 (46 days) · Affiliated broker-dealer or bank to another
- M••• A• V•••••••• left V•••• F•••••••• A•••••••• I••• for T••••••• I••••••••• M••••••••• I••• (registered 2026-07-14)May 12, 2026 · Advisor changed firm · fact
- M••• A• V•••••••• left E•••••••• A•••••••• L•• for V•••• F•••••••• A•••••••• I••• (registered 2025-05-12)Mar 6, 2025 · Advisor changed firm · fact
- M••• A• V•••••••• left E••••• J•••• for E•••••••• A•••••••• L•• (registered 2023-07-21)Jun 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address