DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• N•••••

S••••• W••••• A•••••••• I•••no RAUMTysons Corner, Vadual registrantIAPD 6739629

Certified Financial Planner

Feed of 09/14/2026

Also filed as D••••• J N•••••

At current firm

0 y

since Apr 15, 2026

In the industry

10 y

since Feb 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• A•••••••• I••• no RAUM current
since Apr 15, 2026 · Tysons Corner, Va
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Apr 14, 2025 to Oct 3, 2025 · Rockville, Md
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Apr 10, 2025 · Boston, Ma
F••••••• P••••••• A•• W•••••••• A••••••• former
Dec 15, 2020 to Mar 31, 2025 · Tysons Corner, Va
A••••••••• F•••••••• S•••••••• L•• national BD
Sep 28, 2020 to Nov 27, 2020 · Bethesda, Md

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S••••• W••••• A•••••••• I•••
left Oct 3, 2025, registered Apr 15, 2026 (194 days) · Other
S•••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Apr 10, 2025, registered Apr 14, 2025 (4 days) · Affiliated broker-dealer or bank to another
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
A••••••••• F•••••••• S•••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Nov 27, 2020, registered Dec 15, 2020 (18 days) · Affiliated broker-dealer or bank to another

Signals

D••••• N••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for S••••• W••••• A•••••••• I••• (registered 2026-04-15)
Oct 3, 2025 · Advisor changed firm · fact
D••••• N••••• left S•••••••• A••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-04-14)
Apr 10, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address